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With reference to 'Urban Cooperative Banks' in India, consider the following statements : 1. They are supervised and regulated by local boards set up by the State Governments. 2. They can issue equity shares and preference shares. 3. They were brought under the purview of the Banking Regulation Act, 1949 through an Amendment in 1966. Which of the statements given above is/are correct?
Explanation
The correct answer is Option 2 (2 and 3 only). The explanation for the statements is as follows:
- Statement 1 is incorrect: Urban Cooperative Banks (UCBs) are under dual regulation. While registration and management fall under the State Government (or Central Government for multi-state UCBs), their banking functions are supervised and regulated by the Reserve Bank of India (RBI), not just local boards.
- Statement 2 is correct: Following recent amendments to the Banking Regulation Act, UCBs are permitted to raise capital by issuing equity shares, preference shares, and debt securities (like bonds) to members or persons within their area of operation, subject to RBI approval.
- Statement 3 is correct: Initially, cooperative banks were outside the RBI's direct purview. They were brought under the Banking Regulation Act, 1949, through an amendment in 1966 to ensure better financial discipline and depositor protection.
Thus, statements 2 and 3 accurately reflect the regulatory and financial framework of UCBs in India.
PROVENANCE & STUDY PATTERN
Guest previewThis question was triggered by the PMC Bank crisis and the subsequent Banking Regulation (Amendment) Act, 2020. While the context was current, the content was static legal history (1966 Amendment) and governance structure. Strategy: When a sector faces a crisis, do not just read the news; go back to its statutory origin and regulatory jurisdiction.
This question can be broken into the following sub-statements. Tap a statement sentence to jump into its detailed analysis.
- Statement 1: Are Urban Cooperative Banks in India supervised and regulated by local boards set up by State Governments?
- Statement 2: Are Urban Cooperative Banks in India permitted to issue equity shares and preference shares?
- Statement 3: Were Urban Cooperative Banks in India brought under the purview of the Banking Regulation Act, 1949 by an amendment in 1966?
The question statement (presented as an option) explicitly asserts that UCBs are 'supervised and regulated by local boards set up by the State Governments', showing this claim exists in exam-style material and is worth checking.
A student could compare this phrasing with authoritative descriptions (e.g., 'Registrar of Cooperative Societies') to see if 'local boards' is the correct institutional actor.
States the 'duality of control' over cooperative banks between the RBI and the State Registrar of Cooperative Societies/Central Registrar; RBI handles banking functions while State/Central governments handle registration and management.
Use this to test whether 'local boards set up by State Governments' matches the named regulator 'Registrar of Cooperative Societies' (i.e., are they the same or different bodies?).
Says Single State UCBs are registered as cooperative societies under the State Cooperative Societies Act and are regulated by the Registrar of Cooperative Societies of the State concerned.
A student can check whether the Registrar is a 'local board set up by State Governments' or a statutory office distinct from ad hoc/local boards.
Reiterates that cooperative banks are under 'dual regulation' â RBI for banking functions and respective State governments for management-related functions.
Use this to infer that supervision/regulation is split and to verify which specific state-level entity (Registrar or 'local board') carries the supervisory role.
Notes that certain categories of cooperative banks (including UCBs) have been brought under enhanced RBI supervision, indicating a shift in supervisory responsibility away from purely state bodies.
Combine this with the 'duality' clue to assess whether state 'local boards' alone could be the supervisors, or whether RBI now supervises many UCB functions.
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